Conducting Appraisals - The Essential Skills
All managers expected to carry out performance appraisal should have
some training. Ideally this should not just be on the skills of
performance appraisal � the �how to do it, but also on the reasons for
performance appraisal the �why we do it. Managers should understand how
it fits into the wider strategic process of performance management and
how the information and data generated contributes to understanding of
the capacity of the human capital of the organisation to contribution
to business strategy and value.
A basic requirement is that appraisers have the skills to carry out an
effective appraisal as described above. This means they ask the right
questions, listen actively and provide feedback.
Asking the right questions:
The two main issues are to ensure that appraisers ask open and probing questions.
Open questions are general rather than specific; they enable people to
decide how they should be answered and encourage them to talk freely.
Examples include:
� How do you feel things have been going?
� How do you see the job developing?
� How do you feel about that?
� Tell me, why do you think that happened?
Probing questions dig deeper for more specific information on what
happened or shy. They can should support for the individuals answer and
encourage them to provide more information about their feelings and
attitudes and they can also be used to reflect back to the individual
and check information. Examples would be:
� Thats very interesting. Tell me more about �?
� To what extent do you think that �?
� Have I got the right impression? Do you mean that �?
Listening:
Good listeners:
� Concentrate on the speakers and are aware of behaviour, body language and nuances that supplement what is being said.
� Respond quickly when necessary but dont interrupt.
� Ask relevant questions to clarify meaning.
� Comment on points to demonstrate understanding but keep them short and do not inhibit the flow of the speaker.
Giving feedback
Feedback should be based on facts not subjective opinion and should
always be backed up with evidence and examples. The aim of feedback
should be to promote the understanding of the individual so that they
are aware of the impact of their actions and behaviour. It may require
corrective action where the feedback indicates that something has gone
wrong. However, wherever possible feedback should be used positively to
reinforce the good and identify opportunities for further positive
action. Giving feedback is a skill and those with no training should be
discouraged from giving feedback.
Feedback will work best when the following conditions are met:
� Feedback is built in with individuals being given access to readily available information on their performance and progress.
� Feedback is related to actual events, observed behaviours or actions.
� Feedback describes events without judging them.
� Feedback is accompanies by questions soliciting the individuals opinion why certain things happened.
� People are encouraged to come to their own conclusions about what happened and why.
� There is understanding about what things went wrong and an emphasis
on putting them right rather than censuring past behaviour.
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